James Barry Westpfel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (12 May 2022 to 6 Dec 2024)
    • CF30 Customer (17 Feb 2022 to 6 Dec 2024)
  • Hall & Gertski Wealth Management Ltd (no longer approved here)

    FRN 583363

    • (9)Employed By (17 Feb 2022 to 6 Dec 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Jul 2008 to 8 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.