Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011
  • Complaints Contact

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Annabel Clare Page

    IRN ACW00030

    • CF30 Customer (8 Dec 2008 to 1 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2007)
  • Annabelle Louise Gowers

    IRN ALH01050

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF21 Investment Adviser (17 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jul 2003 to 17 Dec 2004)
  • Anne Green

    IRN AXG01565

    • CF30 Customer (20 Jun 2011 to 22 Apr 2014)
    • CF21 Investment Adviser (24 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Aug 2003 to 24 Aug 2005)
  • Anne Hughes

    IRN AXH85349

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • Anne Louise Comer

    IRN ALC00002

    • CF30 Customer (21 Oct 2008 to 8 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
  • Anne Obey

    IRN AXO01238

    • [FCA CF] Manager of certification employee (18 Jan 2018 to 31 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
    • CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
  • Anne Scott

    IRN AXS00249

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Apr 2026)
    • [FCA CF] Material risk taker (since 2 Apr 2026)
  • Anne-Marie Large

    IRN AXM02622

    • CF30 Customer (19 Jan 2015 to 6 Mar 2016)
  • Annemarie Bevan

    IRN AXB84467

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2022)
  • Anthony Alexander

    IRN AJA01134

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Apr 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Apr 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 29 Apr 2021)
    • CF29 Significant management (1 Nov 2007 to 1 Oct 2011)
    • CF28 Systems and controls (1 Nov 2007 to 5 Apr 2014)
    • CF19 Significant Mgt (Financial Resources) (1 May 2005 to 31 Oct 2007)
    • CF13 Finance (1 May 2005 to 31 Oct 2007)
    • CF15 Internal Audit (7 Apr 2003 to 1 May 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.