Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 25 Jul 2024)
    • SMF11 Chair of the Audit Committee (since 10 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (14 Oct 2020 to 10 Aug 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (18 Jan 2018 to 31 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
    • CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
  • E-Mex Home Funding Limited (no longer approved here)

    FRN 305370

    • CF28 Systems and controls (15 Dec 2008 to 14 Jul 2015)
  • DERBYSHIRE HOME LOANS LIMITED (no longer approved here)

    FRN 302586

    • CF28 Systems and controls (1 Dec 2008 to 14 Jul 2015)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
    • CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
  • U C B HOME LOANS CORPORATION LIMITED (no longer approved here)

    FRN 303556

    • CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
    • CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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