Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Western Provident Association Limited
FRN 202608
- SMF14 Senior Independent Director (since 25 Jul 2024)
- SMF11 Chair of the Audit Committee (since 10 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (14 Oct 2020 to 10 Aug 2023)
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- [FCA CF] Manager of certification employee (18 Jan 2018 to 31 Dec 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2022)
- [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2022)
- CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
- CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
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- CF28 Systems and controls (15 Dec 2008 to 14 Jul 2015)
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- CF28 Systems and controls (1 Dec 2008 to 14 Jul 2015)
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- CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
- CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 14 Jul 2015)
- CF15 Internal Audit (1 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.