Nationwide Building Society

Date authorised
1 April 2013
Last scraped
14 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011
    Web
    https://www.nationwide.co.uk

  • Complaints Contact

    Nationwide House
    Pipers Way
    Swindon
    Wiltshire
    SN38 1NW
    UNITED KINGDOM
    Phone
    +443457302011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commercial, Retail (Investment), Retail (Non-Investment Insurance), Future (excluding a commodity future and a rolling spot forex contract), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rolling spot forex contract, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Warrant, Life Policy, Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Eligible Counterparty, Professional, Retail (Investment), Non-investment insurance contracts, Rolling spot forex contract, Share, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Warrant, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Unit, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katie Thomas

    IRN KXT85923

    • (3370)[FCA CF] Functions requiring qualifications (22 Feb 2019 to 30 Jul 2021)
  • Katie Vaughan

    IRN KXH85971

    • (3350)[FCA CF] Manager of certification employee (17 Jul 2023 to 31 May 2024)
    • (3351)[FCA CF] Functions requiring qualifications (2 Nov 2016 to 26 Jan 2021)
  • Katie Whittingham

    IRN KXW85797

    • (814)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (815)[FCA CF] Manager of certification employee (since 22 Jan 2026)
    • (816)[FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • Katie-Louise Funnell

    IRN KXF85825

    • (808)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (809)[FCA CF] Functions requiring qualifications (since 26 Apr 2024)
    • (3416)[FCA CF] Functions requiring qualifications (1 Mar 2017 to 28 Jul 2020)
    • (3415)[FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jan 2017)
  • Katrina Ann Trapp

    IRN KXT85423

    • (3595)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Nov 2020)
  • Katrina Jones

    IRN KXJ01150

    • (1270)[FCA CF] Functions requiring qualifications (17 May 2021 to 31 Jan 2024)
    • (1269)CF30 Customer (23 Oct 2015 to 6 Mar 2016)
  • Kay Stevens

    IRN KXS85614

    • (887)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Jun 2020)
  • Kayleigh McLeod

    IRN KXM86183

    • (107)[FCA CF] Functions requiring qualifications (28 Jun 2017 to 1 Jun 2019)
  • Kealey Devlin

    IRN KXD85717

    • (842)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (843)[FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • Keali Louise O'Neil

    IRN KXO86193

    • (3737)[FCA CF] Functions requiring qualifications (7 Mar 2016 to 20 May 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Nationwide International

  2. trading name added: Nationwide for business

  3. trading name added: Nationwide for Business

  4. trading name added: Nationwide Financial Solutions

  5. permission removed: CBTL Effective Date

  6. permission removed: CBTL Status

  7. controlled function added: (1271)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (1270)SMF18 Other Overall Responsibility

  9. controlled function added: (1269)SMF10 Chair of the Risk Committee

  10. controlled function added: (1268)SMF18 Other Overall Responsibility

Show more