Katie Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CMME MORTGAGES AND PROTECTION LIMITED (no longer approved here)
FRN 414798
- Appointed representative dealing with clients for which they require qualification (16 Jan 2023 to 17 Jan 2023)
- [FCA CF] Functions requiring qualifications (16 Jan 2023 to 27 Oct 2023)
PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- Appointed representative dealing with clients for which they require qualification (20 Aug 2021 to 31 Jul 2022)
Nationwide Building Society (no longer approved here)
FRN 106078
- [FCA CF] Functions requiring qualifications (22 Feb 2019 to 30 Jul 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.