National Friendly Financial Solutions Limited

• Principal Place of Business

  National Friendly

  11-12 Queen Square

  Bristol

  Bristol, City Of

  BS1 4NT

  UNITED KINGDOM

  Phone

  +4407776598245

  Web

  https://www.nffs.co.uk

• Complaints Contact

  National Friendly

  11-12 Queen Square

  Bristol

  Bristol, City Of

  BS1 4NT

  UNITED KINGDOM

  Phone

  +441172446048

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice,second charge mortgages, buy-to-let mortgages and advising individuals planning for income in retirement.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Clive Merrick

  IRN CXM00021

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Nov 2006 to 8 Jun 2007)
• Craig Richards

  IRN CXR01366

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2022)
  • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
• Dalpatbhai Lallubhai Mistry

  IRN DXM00069

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
• David Nicholson

  IRN DXN00024

  • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
  • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Apr 2007 to 28 Jun 2007)
• Elizabeth Ann Thompson

  IRN EXT00083

  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2021 to 31 Jul 2025)
  • SMF16 Compliance Oversight (1 Nov 2021 to 31 Jul 2025)
• Fay Elaine Randall

  IRN FER01004

  • CF11 Money Laundering Reporting (13 Jul 2006 to 1 Aug 2012)
• Gary Frederick Hicks

  IRN GFH00001

  • CF1 Director (13 Jul 2006 to 1 Apr 2009)
  • CF10 Compliance Oversight (13 Jul 2006 to 1 Jun 2007)
  • Responsible for Insurance Mediation (13 Jul 2006 to 1 Apr 2009)
• Gavin Welsh

  IRN GRW01098

  • CF30 Customer (15 Oct 2014 to 17 Jun 2016)
• Geoffrey Ralph Higham

  IRN GRH00011

  • CF1 Director (13 Jul 2006 to 30 Apr 2007)
• Graham Lloyd Singleton

  IRN GLS01020

  • SMF1 Chief Executive (since 8 Jun 2021)

• Southbourne Trading Company Limited (no longer appointed)

  FRN 599001 · Appointed 25 Oct 2013 · Until 29 Jan 2015

No changes recorded yet.