Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (13 Jul 2006 to 1 Apr 2009)
- CF10 Compliance Oversight (13 Jul 2006 to 1 Jun 2007)
- Responsible for Insurance Mediation (13 Jul 2006 to 1 Apr 2009)
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- CF10 Compliance Oversight (6 Jan 2006 to 1 Jun 2007)
- CF1 Director (17 Mar 2003 to 21 Jul 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.