David Nicholson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (22 Aug 2016 to 8 Dec 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (10 Jun 2013 to 15 Oct 2013)
David Nicholson (no longer approved here)
FRN 600921
- Employed By (10 Jun 2013 to 15 Oct 2013)
National Friendly Financial Solutions Limited (no longer approved here)
FRN 452784
- CF30 Customer (1 Nov 2007 to 19 Dec 2008)
- CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 28 Jun 2007)
National Deposit Friendly Society Limited (no longer approved here)
FRN 110008
- CF21 Investment Adviser (28 Jun 2007 to 28 Jun 2007)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 28 Jun 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.