NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
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Complaints Contact
Tiddington Road-Stratford-upon-AvonWarwickshireCV37 7BJUNITED KINGDOM- Phone
- +441789204211
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
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Runs Stakeholder Pensions
For Professional, Retail (Investment)
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Runs Personal Pensions
For Professional, Retail (Investment)
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Patrick Martin Keaney
IRN PMK01065
- (298)CF4 Partner (AR) (since 20 Nov 2013)
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Patrick Thomas Lodge
IRN PTL01008
- (377)CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- (379)CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
- (378)CF22 Investment Adviser (Trainee) (26 Apr 2006 to 13 Jun 2007)
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Paul Alan Tyrrell
IRN PAT00046
- (1245)CF30 Customer (12 Jul 2011 to 31 Jul 2016)
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Paul Andrew Cook
IRN PXC00152
- (993)CF4 Partner (AR) (11 Jan 2021 to 19 Jul 2024)
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Paul Andrew Glover
IRN PAG01142
- (592)[FCA CF] Material risk taker (since 1 Apr 2026)
- (593)[FCA CF] Manager of certification employee (since 1 Aug 2025)
- (591)[PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
- (1393)[FCA CF] Significant management (10 Dec 2018 to 11 Dec 2018)
- (1392)CF29 Significant management (3 Aug 2010 to 9 Dec 2018)
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Paul Andrew Hodgson
IRN PXH01617
- (1297)[PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 18 Apr 2021)
- (1298)[FCA CF] Significant management (10 Dec 2018 to 18 Apr 2021)
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Paul Anthony Bowditch
IRN PAB01364
- (544)CF4 Partner (AR) (17 Feb 2010 to 29 Feb 2012)
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Paul Anthony Diamond
IRN PAD01116
- (468)CF21 Investment Adviser (5 Feb 2003 to 31 Jan 2005)
- (467)CF22 Investment Adviser (Trainee) (12 Jul 2002 to 31 Jan 2005)
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Paul Bennett
IRN PXB01850
- (162)CF4 Partner (AR) (since 6 Feb 2007)
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Paul Branch
IRN PXB77051
- (578)[FCA CF] Material risk taker (since 1 Apr 2026)
- (577)[PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2019)
- (579)[FCA CF] Significant management (since 18 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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P L Verrell, S C Jones, M D Hubbard & D Brighton-Watt
FRN 709321 · Appointed 6 Jul 2015
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K S Pimblett & K J Zarzecki
FRN 681744 · Appointed 2 Apr 2015
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P J McCarthy, G R Thomas & S N George
FRN 681770 · Appointed 2 Apr 2015
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L D McEwan & A J Mackle
FRN 671991 · Appointed 17 Feb 2015
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A J P Webster & S M Hall
FRN 666815 · Appointed 19 Jan 2015
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S Mair, H M Gower & L M Davies
FRN 620843 · Appointed 10 Apr 2014
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T M Shepherd & L Penn
FRN 607001 · Appointed 9 Sep 2013
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S J Hepburn, T C Brodie, R R Silvers & S A Law
FRN 606740 · Appointed 2 Sep 2013
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K B Sowden & R A Kilner
FRN 595530 · Appointed 6 Feb 2013
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J J Sayles & N D Macleod
FRN 580289 · Appointed 26 Apr 2012
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: NFU Mutual Insurance Society Limited
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controlled function added: (628)SMF14 Senior Independent Director
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controlled function added: (627)SMF12 Chair of the Remuneration Committee
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controlled function added: (626)SMF15 Chair of With Profits Committee
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controlled function added: (625)SMF16 Compliance Oversight
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controlled function added: (624)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (623)SMF9 Chair of the Governing Body
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controlled function added: (622)[FCA CF] Material risk taker
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controlled function added: (621)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (620)[FCA CF] Manager of certification employee