Patrick Thomas Lodge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wealth At Work Limited (no longer approved here)
FRN 417367
- CF30 Customer (10 Feb 2010 to 31 Jan 2011)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 13 Jun 2007)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (13 Jun 2007 to 13 Jun 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 13 Jun 2007)
RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- CF21 Investment Adviser (19 Apr 2002 to 31 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.