NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE)

Principal Place of Business

Phone

+441789204211

Web

https://www.nfumutual.co.uk

Complaints Contact

Phone

+441789204211

Bank Deposits

For All, Deposit

P2P Lending Advice

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Authorised to Operate

Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Issues Insurance

For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

Runs Stakeholder Pensions

For Professional, Retail (Investment)

Runs Personal Pensions

For Professional, Retail (Investment)

Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

IRN KJZ01000

• (150)CF4 Partner (AR) (since 21 Jan 2014)
• (816)CF4 Partner (AR) (1 Oct 2006 to 7 Jan 2011)

IRN KJD00012

• (1110)CF30 Customer (1 Mar 2016 to 31 Jul 2016)
• (1112)CF21 Investment Adviser (10 Apr 2006 to 31 Oct 2007)
• (1111)CF22 Investment Adviser (Trainee) (22 Sep 2005 to 10 Apr 2006)

IRN KJM01191

• (20)CF4 Partner (AR) (since 26 Jul 2019)
• (839)CF4 Partner (AR) (21 Jun 2011 to 28 Feb 2017)

IRN KMT00016

• (165)CF21 Investment Adviser (6 Jan 2003 to 6 Jan 2004)

IRN KPR01012

• (84)CF4 Partner (AR) (3 Jul 2009 to 18 Jan 2013)

IRN KXK01223

• (460)CF22 Investment Adviser (Trainee) (20 Sep 2004 to 6 Dec 2006)

IRN KXW01344

• (297)CF4 Partner (AR) (since 14 Feb 2013)
• (964)CF4 Partner (AR) (1 Apr 2007 to 1 Jan 2008)

IRN KXA00080

• (528)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (531)16. Safeguarding and administering investments or holding client money
• (529)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
• (530)17. Administrative functions in relation to managing investments
• (532)[FCA CF] Functions requiring qualifications (since 20 Apr 2026)
• (1062)[FCA CF] Manager of certification employee (14 Feb 2021 to 19 Apr 2026)

IRN KXA01058

• (77)SIMF2 Chief Finance Function (7 Mar 2016 to 24 Apr 2018)
• (78)CF28 Systems and controls (1 Nov 2007 to 15 Feb 2010)
• (81)CF1 Director (1 Jan 2007 to 6 Mar 2016)
• (80)CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• (79)CF14 Risk Assessment (1 Dec 2001 to 1 Mar 2005)

IRN KSB01065

• (94)CF4 Partner (AR) (since 8 Dec 2016)