National Bank of Kuwait (International) Plc

• Principal Place of Business

  N B K House

  13 George Street

  London

  W1U 3QJ

  UNITED KINGDOM

  Phone

  +4402072242277

  Web

  https://www.nbk.com/london

• Complaints Contact

  N B K House

  13 George Street

  London

  W1U 3QJ

  UNITED KINGDOM

  Phone

  +442073175518

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• David William Brewer

  IRN DWB01118

  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Jan 2018)
  • CF2 Non Executive Director (26 Jun 2008 to 6 Mar 2016)
• Declan Graham Clements

  IRN DGC01043

  • CF26 Customer Trading (1 Dec 2001 to 14 Dec 2005)
• Emma Jane Booth

  IRN EXB00007

  • SMF18 Other Overall Responsibility (since 27 Sep 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 14 Sep 2020)
• Erinda Memisha

  IRN EXM00412

  • [FCA CF] Material risk taker (since 11 Aug 2023)
• Fawzi Adnan Dajani

  IRN FAD01006

  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2024)
  • Responsible for Insurance Mediation (14 Dec 2017 to 30 Sep 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Sep 2024)
  • SMF1 Chief Executive (7 Mar 2016 to 30 Sep 2024)
  • CF1 Director (3 Aug 2009 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
  • CF3 Chief Executive (2 Aug 2007 to 6 Mar 2016)
  • CF14 Risk Assessment (2 Aug 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (2 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
• Frederick Howard Michael Craig-Cooper

  IRN FHC01003

  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 30 Jan 2017)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 30 Jan 2017)
  • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
• Gavin James Allard

  IRN GJA01066

  • SMF16 Compliance Oversight (since 13 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2020 to 22 Apr 2022)
• Geoff Bird

  IRN GXB00442

  • SMF24 Chief Operations (11 Sep 2023 to 1 Dec 2023)
  • [PRA CF] Significant risk taker or Material risk taker (28 Oct 2022 to 1 Dec 2023)
• Georges Malek

  IRN GXM00545

  • [FCA CF] Material risk taker (8 Mar 2023 to 8 Dec 2023)
• Georges Richani

  IRN GXR01120

  • SMF3 Executive Director (7 Mar 2016 to 3 Sep 2020)
  • CF1 Director (30 Apr 2013 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2002)

No changes recorded yet.