Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2024)
- Responsible for Insurance Mediation (14 Dec 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (21 Mar 2016 to 30 Sep 2024)
- SMF1 Chief Executive (7 Mar 2016 to 30 Sep 2024)
- CF1 Director (3 Aug 2009 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF8 Apportionment and Oversight (2 Aug 2007 to 31 Oct 2007)
- CF3 Chief Executive (2 Aug 2007 to 6 Mar 2016)
- CF14 Risk Assessment (2 Aug 2007 to 31 Oct 2007)
- CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.