Gavin James Allard

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

National Bank of Kuwait (International) Plc
FRN 171532
- SMF16 Compliance Oversight (since 13 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Nov 2020 to 22 Apr 2022)
Gulf International Bank (UK) Limited (no longer approved here)
FRN 124772
- SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2018 to 31 Jan 2020)
- SMF16 Compliance Oversight (24 May 2018 to 31 Jan 2020)
Gulf International Bank Bsc (no longer approved here)
FRN 204659
- SMF16 Compliance Oversight (24 May 2018 to 31 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2018 to 31 Jan 2020)
Edmond de Rothschild Asset Management (UK) Limited (no longer approved here)
FRN 578074
- CF10 Compliance Oversight (22 Sep 2015 to 23 Jun 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.