Nanhua Financial (UK) Co Limited

• Principal Place of Business

  4th Floor

  60 Moorgate

  London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +442037466446

  Web

  https://www.nanhuafinancial.co.uk

• Complaints Contact

  4th Floor

  60 Moorgate

  London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +442037466446

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Paul Bingley

  IRN SPB01082

  • [FCA CF] Client dealing (since 12 Jan 2026)
• Thomas Stanford Lee Hollingsworth

  IRN TSH01018

  • [FCA CF] Client dealing (8 Dec 2021 to 21 Feb 2023)
• Tobias James Hopkins

  IRN TJH01127

  • [FCA CF] Client dealing (17 Mar 2023 to 23 Apr 2024)
• Vladimir Aleksandrov Kisyov

  IRN VXK01150

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2021)
  • SMF16 Compliance Oversight (since 31 Mar 2021)
• Wencai Xu

  IRN WXX81261

  • Director of firm who is not a certification employee or a SMF manager (29 May 2020 to 26 Feb 2025)
• Xianglie Min

  IRN XXM01118

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Xufeng Luo

  IRN XXL00038

  • Director of firm who is not a certification employee or a SMF manager (since 21 Feb 2024)
• YIQIANG ZHONG

  IRN YXZ01122

  • CF2 Non Executive Director (10 Jun 2019 to 8 Dec 2019)
• Ying Glover

  IRN YXG00029

  • [FCA CF] Significant management (since 28 Jul 2022)
• Yulin Wu

  IRN YXW00026

  • Director of firm who is not a certification employee or a SMF manager (since 2 Nov 2021)

No changes recorded yet.