Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nanhua Financial (UK) Co Limited
FRN 821609
- [FCA CF] Client dealing (since 12 Jan 2026)
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- [FCA CF] Client dealing (15 Sep 2022 to 26 Sep 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2022)
- CF30 Customer (24 Nov 2014 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2008 to 31 Aug 2014)
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- CF30 Customer (1 Nov 2007 to 25 Apr 2008)
- CF21 Investment Adviser (6 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.