Nanhua Financial (UK) Co Limited

• Principal Place of Business

  4th Floor

  60 Moorgate

  London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +442037466446

  Web

  https://www.nanhuafinancial.co.uk

• Complaints Contact

  4th Floor

  60 Moorgate

  London

  EC2R 6EJ

  UNITED KINGDOM

  Phone

  +442037466446

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Kenneth Trott

  IRN MKT01006

  • [FCA CF] Client dealing (since 9 Jan 2026)
• Ming Su

  IRN MXS02729

  • [FCA CF] Significant management (since 9 Dec 2019)
• Nong Yan

  IRN NXY01029

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (10 Jun 2019 to 8 Dec 2019)
  • CF1 Director (10 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (10 Jun 2019 to 8 Dec 2019)
• PUI CHI CHEUNG

  IRN PXC00009

  • [FCA CF] Client dealing (24 Aug 2020 to 29 Jul 2022)
• Qin Zheng

  IRN QXZ00014

  • [FCA CF] Client dealing (since 30 Aug 2023)
• Qing Zhu

  IRN QXZ00018

  • Director of firm who is not a certification employee or a SMF manager (since 21 Feb 2024)
• RUNZHE XIA

  IRN RXX01009

  • CF2 Non Executive Director (10 Jun 2019 to 19 Aug 2019)
• SHUPING YAN

  IRN SXY01270

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Apr 2020)
  • CF2 Non Executive Director (10 Jun 2019 to 8 Dec 2019)
• Samantha Mary Howell

  IRN SMH01196

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2021)
  • CF29 Significant management (10 Jun 2019 to 8 Dec 2019)
• Stephen Michael Hussey

  IRN SMH01098

  • [FCA CF] CASS oversight function (since 14 Feb 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)

No changes recorded yet.