Date authorised
1 April 2013
Companies House
00980864
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +448000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Parker

    IRN JXP36933

    • [FCA CF] Manager of certification employee (1 Nov 2024 to 31 Jul 2025)
  • Jonathan James Yates

    IRN JJY01004

    • CF1 Director (10 Apr 2007 to 1 Jul 2009)
    • CF3 Chief Executive (10 Apr 2007 to 1 Jul 2009)
    • CF8 Apportionment and Oversight (10 Apr 2007 to 31 Mar 2009)
  • Katherine Louise Jones

    IRN KXJ00131

    • [FCA CF] Manager of certification employee (5 Sep 2022 to 16 Jul 2024)
  • Kulbinder Dosanjh

    IRN KXD00216

    • [FCA CF] Significant management (10 Jan 2021 to 16 Jan 2026)
  • Laura Stannard

    IRN LXC00579

    • [FCA CF] Significant management (1 Oct 2024 to 17 Mar 2026)
    • [FCA CF] CASS oversight function (1 Oct 2024 to 17 Mar 2026)
  • Lawrence Hawkins

    IRN LXH56206

    • [FCA CF] Significant management (since 25 Nov 2022)
  • Margaret Fleur Hobbs

    IRN MFH01022

    • [FCA CF] Significant management (9 Jun 2023 to 31 Mar 2024)
  • Mark Francis Swallow

    IRN MFS01059

    • CF2 Non Executive Director (28 Jun 2007 to 10 Nov 2008)
  • Matthew Hilmar Cuhls

    IRN MHC01050

    • SMF9 Chair of the Governing Body (18 Mar 2020 to 30 Jun 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (28 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (28 Mar 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Mar 2010 to 1 Jul 2010)
    • CF11 Money Laundering Reporting (31 Aug 2009 to 18 Feb 2013)
  • Michael Charles Woodcock

    IRN MCW01126

    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
    • CF1 Director (4 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.