Nacional Financiera SNC

Date authorised
26 June 2002
Companies House
FC010661
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19th Floor
    100 Bishopsgate
    London
    EC2M 1GT
    UNITED KINGDOM
    Phone
    +4402038679770
    Web
    https://www.nafin.com

  • Complaints Contact

    19th Floor
    100 Bishopsgate
    London
    EC2M 1GT
    UNITED KINGDOM
    Phone
    +4402038679770

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Mark Fowler

    IRN GMF01012

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • Hector Francisco Villaescusa

    IRN HFV01000

    • CF8 Apportionment and Oversight (1 Jan 2006 to 31 Jul 2007)
    • CF3 Chief Executive (1 Jan 2006 to 31 Jul 2007)
  • Igal Benabib Levy

    IRN IXB01515

    • CF29 Significant management (19 Apr 2016 to 19 Jun 2019)
  • James Prashan Fernando

    IRN JXF00008

    • SMF16 Compliance Oversight (since 20 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2023)
  • Javier Robledo Camara

    IRN JXR02291

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Mar 2016 to 8 Dec 2019)
  • Jorge Eduardo Rodriguez Trevino

    IRN JXE00274

    • SMF19 Head of Overseas Branch/Head of Overseas (2 Jun 2023 to 31 Oct 2025)
  • Jose Luis Alvarez Sanchez

    IRN JLA01041

    • CF14 Risk Assessment (1 Dec 2001 to 30 Sep 2007)
  • Kenneth Bun Hung Chan

    IRN KBC01030

    • CF28 Systems and controls (6 Dec 2017 to 13 Mar 2018)
  • Lucia Guijarro Zarate

    IRN LXG01522

    • CF11 Money Laundering Reporting (9 Nov 2017 to 13 Mar 2018)
    • CF10 Compliance Oversight (9 Nov 2017 to 13 Mar 2018)
    • CF30 Customer (1 Aug 2017 to 13 Mar 2018)
  • MAURICE KARAM

    IRN MXK00880

    • [FCA CF] Significant management (since 1 Oct 2024)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.