Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 24 Sep 2010)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 24 Sep 2010)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Nacional Financiera SNC (no longer approved here)

    FRN 172327

    • CF3 Chief Executive (1 Jan 2006 to 31 Jul 2007)
    • CF8 Apportionment and Oversight (1 Jan 2006 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.