Nacional Financiera SNC

Date authorised
26 June 2002
Companies House
FC010661
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19th Floor
    100 Bishopsgate
    London
    EC2M 1GT
    UNITED KINGDOM
    Phone
    +4402038679770
    Web
    https://www.nafin.com

  • Complaints Contact

    19th Floor
    100 Bishopsgate
    London
    EC2M 1GT
    UNITED KINGDOM
    Phone
    +4402038679770

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maria Montserrat Ramirez

    IRN MXR01115

    • SMF19 Head of Overseas Branch/Head of Overseas (since 24 Mar 2026)
  • Mario Govea Soria

    IRN MXG01743

    • CF29 Significant management (21 Apr 2008 to 31 Mar 2013)
  • Martha Susana Berruecos Garcia Travesi

    IRN MSB01225

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2022)
    • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 30 Nov 2022)
    • CF11 Money Laundering Reporting (24 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
    • CF3 Chief Executive (15 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (15 Aug 2017 to 8 Dec 2019)
  • Neil Thomas Kelly

    IRN NTK01001

    • CF10a CASS Oversight function (7 Feb 2012 to 30 Jan 2015)
    • CF28 Systems and controls (1 Nov 2007 to 30 Jan 2015)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jan 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jan 2015)
  • Patrick Gerard Devlin

    IRN PGD01061

    • CF11 Money Laundering Reporting (17 Apr 2018 to 14 Dec 2018)
    • CF10 Compliance Oversight (17 Apr 2018 to 14 Dec 2018)
  • Paula Louise Ioannides

    IRN PLI01001

    • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)
  • Pedro Guerra Menendez

    IRN PXG01681

    • CF29 Significant management (30 Nov 2013 to 12 Feb 2019)
  • Sandra Cecilia Hayes

    IRN SCH01181

    • CF3 Chief Executive (1 Aug 2016 to 16 Aug 2017)
    • CF28 Systems and controls (24 Mar 2015 to 30 Sep 2017)
    • CF11 Money Laundering Reporting (24 Mar 2015 to 30 Sep 2017)
    • CF10 Compliance Oversight (24 Mar 2015 to 30 Sep 2017)
  • Sergio Milla Lopez

    IRN SXM03215

    • CF30 Customer (1 Jul 2014 to 14 Oct 2016)
  • Stine Moller-Hansen

    IRN SXM00605

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2019 to 28 Feb 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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