Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Nov 2022)
- SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 30 Nov 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2022)
- CF11 Money Laundering Reporting (24 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (24 May 2019 to 8 Dec 2019)
- CF30 Customer (15 Aug 2017 to 8 Dec 2019)
- CF3 Chief Executive (15 Aug 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.