N. M. ROTHSCHILD & SONS LIMITED

Date authorised
1 April 2013
Companies House
00925279
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +4402072805000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Advice to retail clients is limited to corporate finance business only
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Poburenny

    IRN IXP01272

    • [FCA CF] Manager of certification employee (since 20 Apr 2021)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • CF30 Customer (15 Jan 2018 to 8 Dec 2019)
  • Iancu-Mihai Luca

    IRN IXL00098

    • [FCA CF] Client dealing (since 7 Dec 2023)
  • Idan Meiri

    IRN IXM01823

    • CF30 Customer (26 May 2018 to 8 Dec 2019)
  • Ido Hochman

    IRN IXH01299

    • CF30 Customer (10 Apr 2012 to 26 Nov 2015)
  • Ignacio María Gil-Antunano Foncillas

    IRN IXG00070

    • [FCA CF] Client dealing (since 31 May 2025)
    • [FCA CF] Client dealing (29 Apr 2025 to 31 May 2025)
  • Ignacio Sorrosal

    IRN IXS01361

    • CF30 Customer (13 Feb 2009 to 6 Mar 2016)
  • Igor Chernov

    IRN IXC71816

    • [FCA CF] Client dealing (29 Aug 2023 to 13 Jun 2024)
  • Ijoma Patrick Tilowakuti Maluza

    IRN IPM01033

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF23 Corporate Finance Adviser (22 Feb 2006 to 31 Oct 2007)
  • Ileana Antypas

    IRN IXA01129

    • [FCA CF] Client dealing (31 Dec 2020 to 31 Jan 2022)
    • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
  • Imran Hameed

    IRN IXH01193

    • CF30 Customer (1 Nov 2007 to 3 Aug 2012)
    • CF23 Corporate Finance Adviser (13 Oct 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.