Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Manager of certification employee (since 20 Apr 2021)
- [FCA CF] Client dealing (since 31 Dec 2020)
- CF30 Customer (15 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (15 Jun 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.