N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregory Alexander Shenkman

  IRN GAS01050

  • CF30 Customer (1 Feb 2008 to 31 Mar 2012)
  • CF1 Director (14 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 14 May 2007)
• Gregory James Drake

  IRN GXD00254

  • [FCA CF] Client dealing (since 20 Apr 2022)
• Gregory James Moreton

  IRN GJM01100

  • CF30 Customer (1 Nov 2007 to 10 Sep 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Gregory Thomas Jones

  IRN GTJ01015

  • CF30 Customer (28 May 2013 to 30 Jan 2014)
• Gregory Thomas Soens Garland

  IRN GTG01013

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 Oct 2007)
• Gregory, Ronald, Jean de Lagrange Chancel

  IRN GXD00368

  • [FCA CF] Material risk taker (15 Jan 2025 to 8 Apr 2025)
• Guido Brandolini

  IRN GXB02283

  • [FCA CF] Client dealing (31 Dec 2020 to 10 Jun 2022)
  • CF30 Customer (15 Nov 2016 to 8 Dec 2019)
• Guido Dacie-Lombardo

  IRN GXD01420

  • CF30 Customer (10 Dec 2009 to 16 Jul 2014)
• Guillaume Armano Barthelemy De Cambourg

  IRN GAD01041

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Dec 2002)
• Guillaume Gruchet

  IRN GFG01013

  • CF21 Investment Adviser (15 Aug 2005 to 8 Sep 2006)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.