Gregory Thomas Soens Garland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carntyne Limited
FRN 822691
- SMF16 Compliance Oversight (since 11 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2025)
- [FCA CF] Client dealing (since 1 Jan 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (6 Dec 2018 to 8 Dec 2019)
- CF1 Director (6 Dec 2018 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (5 Apr 2011 to 28 Sep 2012)
N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)
FRN 124451
- CF23 Corporate Finance Adviser (1 Dec 2001 to 24 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.