Date authorised
6 December 2018
Companies House
11473463
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +442033023828
  • Complaints Contact

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +442033023828

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Agakidis

    IRN AXA00368

    • [FCA CF] Client dealing (10 May 2021 to 25 Aug 2023)
  • Andrew William Speirs

    IRN AWS01042

    • SMF3 Executive Director (since 16 Jul 2025)
    • [FCA CF] Client dealing (since 14 Apr 2025)
  • Colin Pollock

    IRN CXP01153

    • [FCA CF] Client dealing (1 Jan 2021 to 25 Jun 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jun 2025)
    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2018 to 8 Dec 2019)
    • CF1 Director (6 Dec 2018 to 8 Dec 2019)
  • Donald John McIntyre

    IRN DJM01277

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
  • Gregory Thomas Soens Garland

    IRN GTG01013

    • SMF16 Compliance Oversight (since 11 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2025)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.