Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF30 Customer (15 Mar 2013 to 22 Oct 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 10 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.