N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gerald Charles Cecil Spring

  IRN GCS01026

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Nov 2002)
• Gerald Rosenfeld

  IRN GXR01152

  • CF2 Non Executive Director (1 Dec 2001 to 13 Dec 2004)
• Gerard John Robinson

  IRN GJR01046

  • CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2004)
• Gethin Hallam Davies

  IRN GXD00220

  • [FCA CF] Client dealing (since 15 Aug 2023)
• Giacomo Maria Giorgio Rossi

  IRN GMR01075

  • CF30 Customer (11 Sep 2008 to 28 Sep 2012)
• Giacomo Morici

  IRN GXM00801

  • [FCA CF] Client dealing (since 9 Dec 2025)
• Giacomo Renato Casali

  IRN GXC00550

  • [FCA CF] Client dealing (23 Apr 2024 to 24 Nov 2025)
• Gideon Johannes Volschenk

  IRN GJV01019

  • CF30 Customer (1 Nov 2007 to 13 Feb 2012)
  • CF23 Corporate Finance Adviser (18 Feb 2005 to 31 Oct 2007)
• Giles Leonard Douglas

  IRN GLD01013

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Aug 2003)
• Gilles Jean-Michel Costerousse

  IRN GJC01078

  • [FCA CF] Client dealing (31 Dec 2020 to 31 Dec 2023)
  • CF30 Customer (11 Jan 2011 to 6 Mar 2016)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.