N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gillian Willard

  IRN GXW01172

  • CF30 Customer (1 Nov 2007 to 18 May 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Giorgio Chiesa

  IRN GXC01493

  • CF30 Customer (1 Nov 2007 to 7 Nov 2007)
  • CF23 Corporate Finance Adviser (18 Aug 2005 to 31 Oct 2007)
• Giorgio Gola

  IRN GXG00262

  • [FCA CF] Client dealing (since 10 Aug 2023)
• Giovanni Cavalli

  IRN GXC00466

  • [FCA CF] Client dealing (since 20 Jan 2026)
• Giovanni Malagodi

  IRN GXM01481

  • CF21 Investment Adviser (11 Jun 2003 to 9 Dec 2003)
• Giovanni Sturiale

  IRN GXS00764

  • [FCA CF] Client dealing (since 25 Feb 2025)
• Giulio Ricciardi

  IRN GXR00034

  • [FCA CF] Client dealing (26 Sep 2022 to 28 Apr 2023)
• Giuseppe Caltabiano

  IRN GXC01532

  • CF30 Customer (29 Feb 2008 to 20 Apr 2009)
• Giusy Capasso

  IRN GXC00524

  • [FCA CF] Client dealing (since 13 Dec 2023)
• Glen Cronin

  IRN GXC01316

  • [FCA CF] Client dealing (31 Dec 2020 to 23 Jan 2023)
  • [FCA CF] Manager of certification employee (31 Dec 2020 to 23 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.