Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (27 Aug 2024 to 16 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2024 to 16 Sep 2024)
    • [FCA CF] Client dealing (2 May 2024 to 16 Sep 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (27 Aug 2024 to 16 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2024 to 16 Sep 2024)
    • [FCA CF] Client dealing (2 May 2024 to 16 Sep 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2024 to 16 Sep 2024)
    • [FCA CF] Material risk taker (27 Aug 2024 to 16 Sep 2024)
    • [FCA CF] Client dealing (2 May 2024 to 16 Sep 2024)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 31 Dec 2023)
    • CF30 Customer (11 Jan 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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