N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daisy Jemima Sclater

  IRN DXS00973

  • [FCA CF] Client dealing (7 Mar 2024 to 19 Jun 2025)
• Dalton David Tice

  IRN DXT16412

  • [FCA CF] Client dealing (31 Dec 2020 to 3 Sep 2021)
  • CF30 Customer (21 Jun 2019 to 8 Dec 2019)
• Dan Matthews

  IRN DLM01044

  • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
• Dan Smith

  IRN DHS01088

  • CF30 Customer (10 Oct 2016 to 5 Mar 2019)
• Daniel Aharoni

  IRN DPA01020

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Aug 2005)
• Daniel Aidan Muldoon

  IRN DAM01214

  • CF30 Customer (24 Oct 2008 to 6 May 2011)
• Daniel Alexander Bloch

  IRN DAB01310

  • CF30 Customer (14 May 2010 to 29 Jul 2012)
• Daniel Bouton

  IRN DXB01477

  • CF2 Non Executive Director (7 Jan 2011 to 6 Mar 2016)
• Daniel Chin

  IRN DXC00241

  • [FCA CF] Client dealing (31 Dec 2020 to 21 May 2021)
• Daniel Elan Jaffe

  IRN DEJ01035

  • CF30 Customer (12 Apr 2011 to 26 Oct 2012)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.