N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Hugh Bygott-Webb

  IRN BHB01022

  • CF30 Customer (23 May 2011 to 8 Aug 2014)
• Benjamin James Hodgson

  IRN BJH01140

  • CF30 Customer (26 Apr 2012 to 12 Jul 2013)
• Benjamin James Ternent

  IRN BXT00456

  • [FCA CF] Client dealing (since 31 Jul 2025)
• Benjamin Maxime Gabriel Michali

  IRN BMM01074

  • CF30 Customer (29 Jan 2014 to 15 Sep 2015)
• Benjamin Peter Catt

  IRN BPC01094

  • CF23 Corporate Finance Adviser (16 Jul 2003 to 4 May 2004)
• Benjamin Schauerman

  IRN BXS00230

  • [FCA CF] Client dealing (2 Mar 2023 to 18 Oct 2024)
• Benuel Ganesan

  IRN BXG01376

  • CF30 Customer (14 Jul 2014 to 31 Mar 2015)
• Berend Sjoerd Smit

  IRN BXS00235

  • [FCA CF] Client dealing (1 Sep 2021 to 29 Apr 2022)
• Berre Marie Simonse

  IRN BMS01086

  • CF30 Customer (19 Nov 2015 to 6 Mar 2016)
• Bertrand Eric Arnaud Villon

  IRN BEV01000

  • CF23 Corporate Finance Adviser (28 Sep 2004 to 1 Dec 2006)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.