N. M. ROTHSCHILD & SONS LIMITED

• Principal Place of Business

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

  Web

  https://www.rothschildandco.com

• Complaints Contact

  New Court

  St Swithin's Lane

  London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +4402072805000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Advice to retail clients is limited to corporate finance business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bertrand Jacques Florent Marie Picard

  IRN BJP01065

  • CF30 Customer (14 Nov 2007 to 13 May 2009)
• Bethel Ahonsi

  IRN BXA00291

  • [FCA CF] Client dealing (since 9 Oct 2025)
• Bing Yang

  IRN BXY01011

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Bjorn Johan Trolle Sahlstom

  IRN BJS01150

  • CF30 Customer (10 Jul 2014 to 6 Mar 2016)
• Blaise Boucomont

  IRN BXB01118

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Feb 2002)
• Boris Bastiaan Boermans

  IRN BBB00020

  • [FCA CF] Client dealing (27 May 2022 to 30 Nov 2023)
• Boris Hristov

  IRN BXH01292

  • CF30 Customer (1 Nov 2007 to 24 Jul 2009)
  • CF23 Corporate Finance Adviser (19 Oct 2007 to 31 Oct 2007)
• Borja Maria Rosales

  IRN BMR01046

  • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
• Bradley Thomas Curtiss

  IRN BXC00349

  • [FCA CF] Client dealing (10 Jan 2024 to 14 Jun 2024)
• Brandon Jeffrey

  IRN BXJ00137

  • [FCA CF] Client dealing (14 Mar 2024 to 18 Nov 2025)

• Rothschild & Co Europe Partnership (no longer appointed)

  FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021

• Lanebridge Investment Management Limited (no longer appointed)

  FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024

No changes recorded yet.