Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Sep 2022)
  • Evercore Partners International LLP (no longer approved here)

    FRN 532714

    • [FCA CF] Client dealing (24 Nov 2020 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (24 Nov 2020 to 31 Aug 2022)
    • [FCA CF] Significant management (24 Nov 2020 to 31 Aug 2022)
    • CF30 Customer (2 Sep 2011 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF23 Corporate Finance Adviser (16 Jul 2003 to 4 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.