Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
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Complaints Contact
New CourtSt Swithin's LaneLondonEC4N 8ALUNITED KINGDOM- Phone
- +4402072805000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · Advice to retail clients is limited to corporate finance business only
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rupert Hugh Prest
IRN RHP01030
- (2132)CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2004)
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Rupert Snuggs
IRN RTS01046
- (1802)CF30 Customer (1 Nov 2007 to 17 Jul 2008)
- (1803)CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
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Rupert William Robson
IRN RWR01023
- (2404)CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Aug 2002)
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Russell Harrison Bakker
IRN RXB00874
- (1154)[FCA CF] Client dealing (27 Nov 2023 to 5 Dec 2025)
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Russell Philip Edey
IRN RPE01016
- (623)CF30 Customer (11 Apr 2011 to 9 May 2013)
- (624)CF2 Non Executive Director (1 Dec 2001 to 11 Apr 2011)
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Ruth Christine Maud Coffey
IRN RCC01047
- (783)CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
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Saachi Kumar
IRN SXK00938
- (325)[FCA CF] Client dealing (since 8 Apr 2025)
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Saam Serajian-Esfahan
IRN SXS03153
- (106)CF30 Customer (4 Sep 2013 to 18 May 2015)
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Sabina Maria Sebellin
IRN SMS01227
- (103)[FCA CF] Client dealing (since 31 Dec 2020)
- (1936)CF30 Customer (21 Dec 2009 to 6 Mar 2016)
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Sabrina Isabel India Allhusen
IRN SXA00444
- (1650)[FCA CF] Client dealing (7 Sep 2021 to 30 Nov 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rothschild & Co Europe Partnership (no longer appointed)
FRN 801234 · Appointed 9 Feb 2018 · Until 25 Mar 2021
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Lanebridge Investment Management Limited (no longer appointed)
FRN 550909 · Appointed 13 May 2011 · Until 12 Jun 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (350)[FCA CF] Manager of certification employee
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controlled function added: (349)[FCA CF] Client dealing
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controlled function added: (348)[FCA CF] Client dealing
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controlled function added: (347)[FCA CF] Client dealing
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controlled function added: (346)[FCA CF] Client dealing
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controlled function added: (345)[FCA CF] Client dealing
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controlled function added: (344)[FCA CF] Client dealing
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controlled function added: (343)[FCA CF] Client dealing
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controlled function added: (342)[FCA CF] Client dealing
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controlled function added: (341)[FCA CF] Client dealing