Rupert Hugh Prest

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [PRA CF] Significant risk taker or Material risk taker (16 Mar 2021 to 17 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (24 Jul 2006 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.