Rupert Snuggs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Dec 2017 to 7 Oct 2020)
    • [FCA CF] Client dealing (13 Oct 2017 to 26 Sep 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Sep 2011 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 17 Jul 2008)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.