MWLFS Limited

• Principal Place of Business

  63 Victoria Street

  Morecambe

  Lancashire

  LA4 4AF

  UNITED KINGDOM

  Phone

  +4401524405855

  Web

  https://www.financial.wrightandlord.com

• Complaints Contact

  63 Victoria Street

  Morecambe

  Lancashire

  LA4 4AF

  UNITED KINGDOM

  Phone

  +441524405855

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Gates

  IRN CXG01567

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Nov 2012 to 8 Dec 2019)
• Deborah Jane Masterman

  IRN DJM00020

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 17. Administrative functions in relation to managing investments
  • SMF3 Executive Director (since 14 May 2021)
  • [FCA CF] Client dealing (since 13 May 2021)
  • [FCA CF] Functions requiring qualifications (since 13 May 2021)
  • [FCA CF] Significant management (since 13 May 2021)
• Holly Palmer

  IRN HXM00082

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2021)
  • Responsibility for MCD Intermediation (since 14 May 2021)
  • SMF3 Executive Director (since 14 May 2021)
  • Responsible for Insurance Distribution (since 14 May 2021)
  • SMF16 Compliance Oversight (since 14 May 2021)
  • [FCA CF] Significant management (since 13 May 2021)
  • [FCA CF] Manager of certification employee (since 13 May 2021)
• Kathleen Margaret Mary Bridget Murray

  IRN KML00007

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 May 2021)
  • SMF3 Executive Director (9 Dec 2019 to 17 May 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 May 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 17 May 2021)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 17 May 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 May 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (11 May 2007 to 31 Mar 2009)
  • CF1 Director (11 May 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 May 2007 to 30 Sep 2018)
  • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (11 May 2007 to 8 Dec 2019)
• Lynne Maring

  IRN LXM01436

  • SMF3 Executive Director (9 Dec 2019 to 17 May 2021)
  • CF1 Director (1 Dec 2007 to 8 Dec 2019)
• Simon Harrison Lord

  IRN SHL01032

  • CF1 Director (1 Dec 2007 to 18 Oct 2012)
• Stephen Nicholas Wright

  IRN SNW01038

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Dec 2007 to 8 Dec 2019)

No changes recorded yet.