Deborah Jane Masterman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWLFS Limited

    FRN 465610

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 17. Administrative functions in relation to managing investments
    • SMF3 Executive Director (since 14 May 2021)
    • [FCA CF] Significant management (since 13 May 2021)
    • [FCA CF] Client dealing (since 13 May 2021)
    • [FCA CF] Functions requiring qualifications (since 13 May 2021)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 3 Mar 2016)
    • CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 17 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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