Kathleen Margaret Mary Bridget Murray

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWLFS Limited (no longer approved here)

    FRN 465610

    • SMF3 Executive Director (9 Dec 2019 to 17 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 May 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 May 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 17 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (11 May 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (11 May 2007 to 8 Dec 2019)
    • CF1 Director (11 May 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 May 2007 to 30 Sep 2018)
  • Company Red Ltd (no longer approved here)

    FRN 402679

    • Employed By (13 Aug 2004 to 15 Aug 2007)
  • DAVID KNEALE FINANCIAL MANAGEMENT LTD. (no longer approved here)

    FRN 228877

    • CF21 Investment Adviser (2 Jan 2004 to 24 Aug 2004)
  • David Kneale Financial Management (U263) (no longer approved here)

    FRN 146981

    • Employed By (1 Apr 2003 to 13 Jan 2004)
  • Complete-Move Independent Financial Advisers (no longer approved here)

    FRN 148810

    • Employed By (1 Oct 1998 to 2 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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