MUFG Securities EMEA plc

• Principal Place of Business

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075771000

  Web

  https://www.mufgemea.com

• Complaints Contact

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075774227

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eamonn O Ciagain

  IRN EXO01152

  • [FCA CF] Manager of certification employee (since 23 Jan 2026)
  • [FCA CF] Material risk taker (since 15 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2024)
  • [FCA CF] Client dealing (since 9 Aug 2024)
• Edouard Patrick Stirling

  IRN EPS01010

  • CF30 Customer (6 Jan 2014 to 7 Dec 2015)
• Edward Mark Thomas

  IRN EMT01011

  • CF30 Customer (1 Nov 2007 to 9 Nov 2009)
  • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
• Edward Peter John Turner

  IRN EPT01013

  • CF30 Customer (17 Jan 2013 to 4 Aug 2014)
• Eiji Kondo

  IRN EXK00154

  • [FCA CF] Client dealing (since 13 Jan 2023)
• Eike Sebastian Neumann

  IRN ESN01002

  • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
• Eileen Joan Taylor

  IRN EJT01027

  • SMF9 Chair of the Governing Body (since 24 Apr 2025)
  • SMF14 Senior Independent Director (20 Sep 2023 to 11 Mar 2025)
  • SMF12 Chair of the Remuneration Committee (10 Sep 2019 to 24 Apr 2025)
• Ekaterina Gradoboeva

  IRN EXG00181

  • [FCA CF] Client dealing (since 8 Mar 2023)
• Elaine Ducklin

  IRN EXD01066

  • CF30 Customer (6 Jul 2009 to 2 Sep 2010)
• Elizabeth Estrella Orr

  IRN EEO01001

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

No changes recorded yet.