Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MUFG Securities EMEA plc
FRN 124512
- SMF9 Chair of the Governing Body (since 24 Apr 2025)
- SMF14 Senior Independent Director (20 Sep 2023 to 11 Mar 2025)
- SMF12 Chair of the Remuneration Committee (10 Sep 2019 to 24 Apr 2025)
-
- SMF1 Chief Executive (7 Mar 2016 to 21 Sep 2016)
- CF3 Chief Executive (18 Jul 2013 to 6 Mar 2016)
- CF1 Director (24 Apr 2007 to 25 Apr 2007)
-
- CF1 Director (9 Aug 2013 to 18 Jul 2016)
-
- CF30 Customer (1 Nov 2007 to 6 May 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.