MUFG Securities EMEA plc

• Principal Place of Business

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075771000

  Web

  https://www.mufgemea.com

• Complaints Contact

  Ropemaker Place

  25 Ropemaker Street

  London

  EC2Y 9AJ

  UNITED KINGDOM

  Phone

  +4402075774227

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Beatrice Chantal Devillon-Cohen

  IRN BCD01017

  • SMF14 Senior Independent Director (since 11 Mar 2025)
  • SMF10 Chair of the Risk Committee (since 15 Nov 2021)
• Behrang Jedari-Tanuri

  IRN BXJ00051

  • [PRA CF] Significant risk taker or Material risk taker (7 Jan 2021 to 7 Dec 2022)
  • [FCA CF] Material risk taker (7 Jan 2021 to 7 Dec 2022)
• Ben Khan

  IRN BXK87228

  • [FCA CF] Material risk taker (1 Oct 2017 to 21 Sep 2020)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2017 to 21 Sep 2020)
• Benedicte Louis

  IRN BEL01020

  • [FCA CF] Client dealing (4 Jan 2019 to 16 Sep 2022)
• Benjamin Charles Harrison

  IRN BCH01021

  • CF21 Investment Adviser (10 Dec 2001 to 7 Jun 2002)
• Benjamin Courtney Terrell

  IRN BCT01013

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 11 Mar 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2002)
• Benjamin Eve

  IRN BRE01014

  • [FCA CF] Manager of certification employee (since 4 Apr 2025)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (15 Sep 2014 to 6 Mar 2016)
• Benjamin Griffiths

  IRN BAG01028

  • [FCA CF] Manager of certification employee (28 May 2023 to 9 Jul 2025)
  • [FCA CF] Client dealing (15 Jul 2020 to 9 Jul 2025)
• Benoy Raveendran

  IRN BXR01167

  • [FCA CF] Client dealing (23 Nov 2020 to 1 Jan 2021)
• Bernd Henning Kelsch

  IRN BHK01003

  • CF26 Customer Trading (1 Dec 2001 to 29 Mar 2004)

No changes recorded yet.