Benjamin Griffiths

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 13 Oct 2025)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (28 May 2023 to 9 Jul 2025)
    • [FCA CF] Client dealing (15 Jul 2020 to 9 Jul 2025)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 9 Jul 2025)
    • [FCA CF] Client dealing (15 Mar 2021 to 9 Jul 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (15 Nov 2016 to 12 May 2020)
    • CF30 Customer (28 Oct 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.