Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 3 Mar 2026)
    • [FCA CF] Material risk taker (since 19 Jan 2023)
    • [FCA CF] Client dealing (since 21 Mar 2022)
    • [FCA CF] Material risk taker (23 Mar 2021 to 1 Sep 2021)
    • [FCA CF] Client dealing (23 Feb 2021 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (since 3 Mar 2026)
    • [FCA CF] Material risk taker (since 19 Jan 2023)
    • [FCA CF] Client dealing (since 21 Mar 2022)
    • [FCA CF] Material risk taker (23 Mar 2021 to 1 Sep 2021)
    • [FCA CF] Client dealing (23 Feb 2021 to 1 Sep 2021)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (23 Nov 2020 to 1 Jan 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 19 Jan 2015)
    • CF21 Investment Adviser (7 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.