MUFG Corporate Markets Trustees (UK) Limited

• Principal Place of Business

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

  Web

  https://www.mpms.mufg.com

• Complaints Contact

  Central Square

  29 Wellington Street

  Leeds

  West Yorkshire

  LS1 4DL

  UNITED KINGDOM

  Phone

  +443333001950

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to transaction-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Thomas Giles

  IRN TIG01005

  • [FCA CF] Client dealing (1 Dec 2020 to 19 Jul 2022)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 19 Jul 2022)
  • CF30 Customer (8 Jun 2017 to 8 Dec 2019)
• Thomas Keith McDonald

  IRN KTM01024

  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 5 Sep 2023)
  • [FCA CF] Manager of certification employee (8 Dec 2020 to 5 Sep 2023)
• Thomas Michael Oakman

  IRN TXO00046

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Material risk taker (since 2 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
  • [FCA CF] Manager of certification employee (since 13 Sep 2022)
  • [FCA CF] Significant management (since 13 Sep 2022)
  • [FCA CF] CASS oversight function (since 13 Sep 2022)
• Timothy James Gillman

  IRN TXG06443

  • SMF3 Executive Director (12 Apr 2021 to 30 Jun 2023)
• Timothy Tracy Brooke Thom

  IRN TTB01004

  • CF2 Non Executive Director (25 Jul 2012 to 3 Nov 2017)
• Tina Maria Winder

  IRN TMF01024

  • CF11 Money Laundering Reporting (12 Jan 2004 to 1 Apr 2005)
  • CF1 Director (5 Dec 2003 to 31 Jul 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2005)
• Tracy Long

  IRN TXL00126

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Feb 2023)
• Victor Gysin

  IRN VXG01119

  • CF1 Director (5 Jul 2011 to 3 Nov 2017)
• Victoria Huggins

  IRN VXH00054

  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 5 Sep 2023)
  • [FCA CF] Manager of certification employee (8 Dec 2020 to 5 Sep 2023)
• Victoria Keenan

  IRN VXK00170

  • [FCA CF] Material risk taker (since 2 Dec 2024)

• Issues Direct Plc (no longer appointed)

  FRN 218880 · Appointed 17 Sep 2002 · Until 13 Apr 2006

No changes recorded yet.