Thomas Michael Oakman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Corporate Markets Trustees (UK) Limited

    FRN 184113

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Material risk taker (since 2 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
    • [FCA CF] Significant management (since 13 Sep 2022)
    • [FCA CF] CASS oversight function (since 13 Sep 2022)
    • [FCA CF] Manager of certification employee (since 13 Sep 2022)
  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • SMF16 Compliance Oversight (20 Apr 2021 to 13 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Apr 2021 to 13 Sep 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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