MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Thomas Whitehouse

    IRN JTW01028

    • CF30 Customer (9 Mar 2011 to 21 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2006)
  • Jonathan Prew

    IRN JXP02172

    • CF2 Non Executive Director (12 Jun 2015 to 27 Sep 2016)
  • Justin Ashley Cooper

    IRN JAC01257

    • CF1 Director (12 Jun 2015 to 2 May 2019)
  • Justin Dawson Damer

    IRN JDD01076

    • CF1 Director (31 Jan 2014 to 14 Jan 2015)
    • CF2 Non Executive Director (17 Nov 2008 to 31 Dec 2009)
  • Kar Yee Man

    IRN KYM01000

    • CF30 Customer (1 Nov 2007 to 21 Nov 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 31 Oct 2007)
  • Katie Gould

    IRN KXG01380

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (10 May 2019 to 8 Dec 2019)
  • Kim Jackman

    IRN KXB01646

    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF30 Customer (1 Jun 2010 to 8 Dec 2019)
  • Laila Pervin Khan

    IRN LXK86395

    • [FCA CF] Significant management (4 Dec 2020 to 31 Aug 2022)
  • Leela Noorian

    IRN LXN00100

    • [FCA CF] Client dealing (since 1 Jun 2022)
  • Leigh Edward Culf

    IRN LEC01015

    • CF30 Customer (1 Nov 2007 to 7 Jun 2011)
    • CF11 Money Laundering Reporting (28 Aug 2002 to 10 May 2004)
    • CF10 Compliance Oversight (28 Aug 2002 to 10 May 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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