Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • CF30 Customer (1 Nov 2007 to 7 Jun 2011)
    • CF10 Compliance Oversight (28 Aug 2002 to 10 May 2004)
    • CF11 Money Laundering Reporting (28 Aug 2002 to 10 May 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.